Public Finance Division

Bond Sale Appointments

Please direct questions regarding firm appointments to the Public Finance Division at (800) 900-3873.

Financial Advisor Appointments

  • General Fund Programs [General Obligation (GO) and Public Works Board (PWB) Bonds]: Public Resources Advisory Group; Montague DeRose and Associates; and KNN Public Finance

Counsel Appointments

  • GO Bond Counsel: Orrick, Herrington & Sutcliffe LLP
  • Co-Appendix A Disclosure Counsel: Orrick, Herrington & Sutcliffe LLP and Stradling, Yocca, Carlson & Rauth
  • GO Disclosure Counsel: Nixon Peabody LLP
  • PWB Bond Counsel: Stradling, Yocca, Carlson & Rauth
  • PWB Disclosure Counsel: Squire Patton Boggs (US) LLP

California State Public Works Board Lease-Revenue Refunding Bonds (Spring 2017)

Joint Senior Managers: Merrill Lynch, Pierce, Fenner & Smith Incorporated
RBC Capital Markets, LLC
Co-Senior Managers: Raymond James & Associates, Inc.
Backstrom McCarley Berry & Co., LLC

California State University Systemwide Revenue Bonds 2017 C

Joint Senior Managers: Goldman Sachs & Co.
J.P. Morgan Securities LLC
Co-Senior Managers: Barclays Capital Inc.
Blaylock Beal Van, LLC
Co-Managers: Academy Securities, Inc.
Alamo Capital
Citigroup Global Markets Inc.
Fidelity Capital Markets, a division of National Financial Services, LLC
FTN Financial Capital Markets
Hutchinson, Shockey, Erley & Co.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Morgan Stanley & Co. LLC
Neighborly Securities
Prager & Co., LLC
Raymond James & Associates, Inc.
RBC Capital Markets, LLC
Siebert Cisneros Shank & Co., L.L.C.
Stifel, Nicolaus & Company, Incorporated
The Williams Capital Group, L.P.
U.S. Bancorp Investments, Inc.

California State Various Purpose General Obligation Bonds (Spring 2017)

Joint Senior Managers: Citigroup Global Markets Inc.
Morgan Stanley & Co. LLC
Co-Senior Managers: Siebert Cisneros Shank & Co., LLC
U.S. Bancorp Investments, Inc.
Co-Managers: Academy Securities, Inc.
Alamo Capital
Blaylock Beal Van, LLC
BNY Mellon Capital Markets, LLC
BOK Financial Securities, Inc.
Cabrera Capital Markets, LLC
Drexel Hamilton LLC
Fidelity Capital Markets
FTN Financial Capital Markets
Goldman, Sachs & Co.
Hilltop Securities Inc.
Hutchinson, Shockey, Erley & Co.
J.P. Morgan Securities LLC
KeyBanc Capital Markets Inc.
Loop Capital Markets LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Mesirow Financial, Inc.
Oppenheimer & Co. Inc.
Ramirez & Co. Inc.
Raymond James & Associates, Inc.
RBC Capital markets, LLC
RH Investment Corporation
Rice Financial Products Company
Stern Brothers & Co.
Stifel, Nicolaus & Company, Incorporated
William Blair & Company, LLC

Department of Veterans Affairs General Obligation Bond (Competitive)

Bond Counsel: Hawkins, Delafield & Wood LLP
Disclosure Counsel: Polsinelli LLP
Financial Advisor: Montague DeRose and Associates, LLC

 

IBank: Clean Water State Revolving Fund (New Money)

Joint Senior Managers: Morgan Stanley & Co. LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Co-Senior Managers: Ramirez & Co., Inc.
Co-Managers: Backstrom McCarley Berry & Co., LLC
Cabrera Capital Markets, LLC
Fidelity Capital Markets, a division of National Financial Services, LLC
George K. Baum & Company
Great Pacific Securities
Hilltop Securities Inc.
Jefferies LLC
Loop Capital Markets LLC
Mischler Financial Group, Inc.
Piper Jaffray & Co.
Stifel, Nicolaus & Company, Incorporated
The Williams Capital Group, L.P.

Golden State Tobacco Securitization Corporation Tobacco Settlement Asset-Backed Bonds Series 2017

Joint Senior Managers: Jefferies LLC
Citigroup Global Markets Inc.
Transactional Counsel: Orrick, Herrington & Sutcliffe LLP
Disclosure Counsel: Hawkins Delafield & Wood LLP
Co-Financial Advisors: Public Resources Advisory Group
Lamont Financial Services Corporation

Regents of the University of California General Revenue Bonds

Joint Senior Managers: Jefferies LLC
Barclays Capital Inc.
Co-Senior Managers: Morgan Stanley & Co. LLC