Seminar Description
15th Annual CDIAC Pre-conference at The Bond Buyer California Public Finance Conference:
The Relationship Between Issuers and Their Consultants in the Post-Dodd-Frank Era
Tuesday, September 20, 2016
JW Marriott-Los Angeles, CA
This pre-conference program examines the changing obligations of market participants as a result of regulatory reform and market practices and how these have affected public agencies. Specific attention will be paid to the roles and obligations of financing team members, the impact of enforcement actions against issuers and public officials, and new and developing rules and regulations.
- Agenda
- Cost: $95.00
- Register with Bond Buyer
- Recommended Readings:
- SEC Municipal Enforcement to Increase Coordination with Justice, FBI, The Bond Buyer, April 18, 2016
- Strengthening Practices for Underwriters of Municipal Securities- National Examination Risk Alert, SEC Volume II, Issue 3, March 2012
- SEC Charges Municipal Issuer in Washington’s Wenatchee Valley Region for Misleading Investors, SEC 2013-235
- Underwriters: Understanding Duties of Municipal Advisors (G-42), MSRB, April 2016
- Selecting and Managing Underwriters for Negotiated Bond Sales. GFOA Best Practice, February 2014
- GFOA Issue Brief, SEC Municipal Advisor Rule
- GFOA Releases Primer on Municipal Advisor Rules on Impact on Issuers, Bond Buyer, June 9, 2016
- The Municipal Advisor Rule, Municipal Regulatory Activity, CDIAC 2016
- Municipal Advisors: Understanding Standards of Conduct, MSRB- April 2016
- Selecting and Managing Municipal Advisors, GFOA Best Practice, February 2014
- No Negotiation Necessary- IRS Releases Model Closing Agreements for Tax-Exempt Bonds, The National Law Review, March 24, 2016
- GFOA Primer: Municipal Advisor Rulemaking and Issuers
- Issuer Application of the Municipal Advisor Rule’s IRMA Exemption, CDIAC, July 2016
- Expanding Municipal Securities Enforcement: Profound Changes for Issuers and Officials, The Bond Buyer, August 3, 2016
The Book, Expanding Municipal Securities Enforcement: Profound Changes for Issuer and Officials, will be made available at IMLA.org. - Rule G-37
- Defending the Integrity of Public Finance, The Bond Buyer, August 4, 2016
- Presentation