Presents the 15th Annual CDIAC Pre-Conference to
The Bond Buyer’s 26th Annual California Public Finance Conference:
The Relationship between Issuers and
Their Consultants in the Post-Dodd-Frank Era
September 20, 2016
JW Marriott LA
900 W Olympic Blvd, Los Angeles, CA 90015
Agenda
This pre-conference program examines the changing obligations of market participants as a result of regulatory reform. Specific attention will be paid to the roles and obligations of financing team members, the impact of enforcement actions against issuers and public officials, and what public agencies need to be doing differently.
Presentaion Materials
- Session 1 | Recent Enforcement Actions Against Issuers and Public Officials
- Session 2 | The Role of Regulators and Rule-makers in the Market: The Carrot or the Stick
- Session 3 | Municipal Advisors: New Standards and Responsibilities
- Session 4 | Underwriters and Broker/Dealers: What’s All the Paperwork About?
- Session 5 | Issuer Perspective: How Are They Doing in the Wake of All This Change?
Speakers
- Deborah Cherney, Deputy General Manager, Eastern Municipal Water District
- Dan Deaton, Partner, Nixon Peabody LLP
- Robert Doty, President and Proprietor, AGFS, Annapolis., MD
- Susan Gaffney, Executive Director, National Association of Municipal Advisors
- Jay M. Goldstone, Managing Director, MUFG and GFOA Debt Management Committee Technical Advisor
- Elaine Greenberg, Shareholder, Greenberg Traurig, LLP
- Stephen Heaney, Director of Public Finance, Stifel Nicolas & Company, Inc.
- Peg Henry, Deputy General Counsel, Stifel Nicolaus & Company, Inc.
- Scott P. Johnson, Partner, State and Local Government Advisory Services, Macias Gini & O’Connell LLPGilbert
- David Leifer, Senior Managing Director, KNN Public Finance
- Terry L. Maas, Managing Director, HillTop Securities Inc.
- Ritta McLaughlin, Chief Education Officer, Municipal Securities Rulemaking Board
- Todd Mitchell, Group Manager, Office of Tax-Exempt Bonds, Internal Revenue Service
- Chris Mukai, Managing Director, Citi
- Leslie Norwood, Managing Director and Associate General Counsel, SIFMA
- Dave Sanchez, Senior Counsel, Norton Rose Fulbright US LLP
- Andy Sears, Executive Vice President, George K. Baum & Company
- David A.Vaudt, Chairman, Governmental Accounting Standards Board
- Monique Winkler, Assistant Director, Enforcement/Public Finance Abuse Unit-San Francisco Regional Office, U.S. Securities and Exchange Commission