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Reporting Forms, Regulations & Guidance, and Fees

Reporting Forms

CDIAC encourages issuers to use the links below to file reports online. Online submittal requires Adobe Acrobat Reader 7.0 or higher. If you do not have Adobe Acrobat Reader 7.0 or higher, you may download the free software. If you are unable to download and install the software, please contact CDIAC at cdiac_issuance@treasurer.ca.gov.

Report of Proposed Debt Issuance	Instructions
Report of Final Sale	Instructions
Reason for Private Sale of Refunding/Revenue Bonds	Instructions
Annual Debt Transparency Report	Instructions
Mello-Roos Reports
Yearly Fiscal Status	Instructions
Draw on Reserve/Default/Replenishment	Instructions
Marks-Roos Reports
Yearly Fiscal Status for Authority Issuers	Instructions
Yearly Fiscal Status for Local Obligors	Instructions
Draw on Reserve/Default/Replenishment	Instructions

Regulations & Guidance

Reporting Fee Schedule - Effective April 1, 2017

Pursuant to California Code of Regulations (CCR) Title 4, Division 9.6, Chapter 1, Article 4, Section 6030, the California Debt and Investment Advisory Commission (CDIAC) adopts the following fee schedule:

Issue Type	Fee
All Issues	2.5 basis points, not to exceed $5,000
Fee Exceptions
Issues where the Purchaser or Lender is an agency of the State of California or Federal Government	None
Issues with a Short-Term Maturity1	None
Issues by Local Obligors (Marks-Roos)2	None

1. Short-Term Maturity is defined as an Issue with a Final Maturity date of 18 months or less.
2. If an Authority, as defined in CCR Title 4, Division 9.6, Chapter 1, Article 1, Section 6000, uses the proceeds of a Debt Issue to purchase a Local Obligation, an Issuance Fee will be charged on the Authority Issue only.