Reporting Forms, Regulations & Guidance, and Fees
Reporting Forms
CDIAC encourages issuers to use the links below to file reports online. Online submittal requires Adobe Acrobat Reader 7.0 or higher. If you do not have Adobe Acrobat Reader 7.0 or higher, you may download the free software. If you are unable to download and install the software, please contact CDIAC at cdiac_issuance@treasurer.ca.gov.
| Report of Proposed Debt Issuance | Instructions | ||
| Report of Final Sale | Instructions | ||
| Reason for Private Sale of Refunding/Revenue Bonds | Instructions | ||
| Annual Debt Transparency Report | |||
| Annual Debt Transparency Report | Instructions | ||
| All Annual Debt Transparency Reportable Issues FY 20-21 | |||
| All Annual Debt Transparency Reportable Issues FY 19-20 | |||
| Annual Debt Transparency Report Worksheet | |||
| Webinar: SB 1029 – “Year 3” of the Annual Debt Transparency Report (ADTR) |
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| Mello-Roos Reports | |||
| Yearly Fiscal Status | Instructions | ||
| Draw on Reserve/Default/Replenishment | Instructions | ||
| Marks-Roos Reports – Steps for Filing Your Marks-Roos Yearly Fiscal Status Report | |||
| Yearly Fiscal Status for Authority Issuers | Instructions | ||
| Yearly Fiscal Status for Local Obligors | Instructions | ||
| Draw on Reserve/Default/Replenishment | Instructions | ||
Regulations & Guidance
Guidance on Complying with SB 1029
Issuance Authorization: Enhancements and Data Submission Guidance
Reporting Fee Schedule - Effective April 1, 2017
Pursuant to California Code of Regulations (CCR) Title 4, Division 9.6, Chapter 1, Article 4, Section 6030, the California Debt and Investment Advisory Commission (CDIAC) adopts the following fee schedule:
| Issue Type | Fee |
|---|---|
| All Issues | 2.5 basis points, not to exceed $5,000 |
| Fee Exceptions | |
| Issues where the Purchaser or Lender is an agency of the State of California or Federal Government | None |
| Issues with a Short-Term Maturity1 | None |
| Issues by Local Obligors (Marks-Roos)2 | None |
- Short-Term Maturity is defined as an Issue with a Final Maturity date of 18 months or less.
- If an Authority, as defined in CCR Title 4, Division 9.6, Chapter 1, Article 1, Section 6000, uses the proceeds of a Debt Issue to purchase a Local Obligation, an Issuance Fee will be charged on the Authority Issue only.