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Seminar Materials

Municipal Market Disclosure: Current Topics and Practices
March 18-19, 2014
Sheraton Fairplex Hotel & Conference Center, Pomona, CA
Cost: $175.00 for public officials / $275.00 for private officials

Introduction � Municipal Market Enforcement Actions Become Reality
Session 1: Overview of Federal Laws and Securities and Exchange Commission Rules Governing Disclosure
Session 2: The Process of Good Disclosure
- Part 1
- Part 2
- Part 3
Session 3: G-17 Disclosures � Underwriters to Issuers
- Part 1
- Part 2
- Part 3
Session 4: Continuing Disclosure Part 1 � External Communication with the Market
- Part 1
- Part 2
- Part 3
- Part 4
Session 5: Continuing Disclosure Part 2 � Internal Roles and Responsibilities
There will be no presentation slides for this session.