Public Finance Division

Bond Sale Appointments

Please direct questions regarding firm appointments to the Public Finance Division at (800) 900-3873.

Municipal Advisor Appointments

  • General Fund Programs [General Obligation (GO) and Public Works Board (PWB) Bonds]: Public Resources Advisory Group; Montague DeRose and Associates; and KNN Public Finance

Counsel Appointments

  • GO Bond Counsel: Orrick, Herrington & Sutcliffe LLP
  • Co-Appendix A Disclosure Counsel: Orrick, Herrington & Sutcliffe LLP and Stradling, Yocca, Carlson & Rauth
  • GO Co-Disclosure Counsel: Nixon Peabody LLP and Orrick, Herrington & Sutcliffe LLP

State of California Department of Water Resources Central Valley Project Water System Revenue Bonds,
Series BD and BE (Federally Taxable)

Senior Manager: Morgan Stanley & Co. LLC
Co-Senior Manager: Stern Brothers & Co.
Co-Managers: Academy Securities, Inc.
Amerivet Securities Inc.
Caldwell Sutter Capital, Inc.
Great Pacific Securities
J.P. Morgan Securities LLC
Raymond James & Associates, Inc.
Robert W. Baird & Co. Incorporated
Stifel, Nicolaus & Company, Incorporated
UMB Bank, N.A.

State Public Works Board of the State of California Lease Revenue Bonds, 2021 Series B

Joint Senior Managers: Loop Capital Markets LLC
RBC Capital Markets, LLC
Co-Senior Manager: Backstrom McCarley Berry & Co., LLC
Co-Managers: 280 Securities LLC
Alamo Capital
Amerivet Securities
Caldwell Sutter Capital, Inc
Citigroup Global Markets Inc.
D.A. Davidson & Co.
Hilltop Securities, Inc.
Piper Sandler & Co
Prager & Co., LLC
Raymond James & Associates, Inc.
Stifel, Nicolaus & Company, Incorporated
TD Securities (USA) LLC
Wedbush Securities Inc.

State of California Various Purpose General Obligation Bonds, April 2021

Joint Senior Managers: Goldman Sachs & Co. LLC
Siebert Williams Shank & Co., L.L.C.
Co-Senior Manager: Rice Financial Products Company
Co-Managers: Academy Securities, Inc.
Alamo Capital
Barclays Capital Inc.
BofA Securities, Inc.
Blaylock Van, LLC
FHN Financial Capital Markets
Great Pacific Securities
J.P. Morgan Securities LLC
Mischler Financial Group, Inc.
Morgan Stanley & Co. LLC
Ramirez & Co., Inc.
UBS Financial Services Inc.
U.S. Bancorp Investments, Inc.
Wells Fargo Bank, NA