Public Finance Division

Bond Sale Appointments

Please direct questions regarding firm appointments to the Public Finance Division at (800) 900-3873.

Municipal Advisor Appointments

  • General Fund Programs [General Obligation (GO) and Public Works Board (PWB) Bonds]: Public Resources Advisory Group; Montague DeRose and Associates; and KNN Public Finance

Counsel Appointments

  • GO Bond Counsel: Orrick, Herrington & Sutcliffe LLP
  • Co-Appendix A Disclosure Counsel: Orrick, Herrington & Sutcliffe LLP and Stradling, Yocca, Carlson & Rauth
  • GO Co-Disclosure Counsel: Nixon Peabody LLP and Orrick, Herrington & Sutcliffe LLP

California Earthquake Authority: Revenue Bonds, Series 2020A-1 and 2020A-2 (Federally Taxable)

Senior Managers: Citigroup Global Markets Inc. (Series 2020A-2)
J.P. Morgan Securities LLC (Series 2020A-1)
Co-Senior Manager: Goldman Sachs & Co. LLC
Co-Managers: 280 Securities LLC
Academy Securities, Inc.
Amerivet Securities
Jefferies LLC
KeyBanc Capital Markets Inc.
Mesirow Financial, Inc.
Ramirez & Co., Inc.
RBC Capital Markets, LLC
Rice Financial Products Company
Stern Brothers & Co.
TD Securities (USA) LLC
UBS Financial Services Inc.

Regents of the University of California - Medical Center Pooled Revenue Bonds

Joint Senior Managers: Barclays Capital Inc.
J.P. Morgan Securities LLC
Co-Senior Manager: Goldman Sachs & Co. LLC
Co-Managers: Academy Securities, Inc.
Backstrom McCarley Berry & Co., LLC
BofA Securities, Inc.
Blaylock Van, LLC
Citigroup Global Markets Inc.
Great Pacific Securities
Mischler Financial Group, Inc.
Morgan Stanley & Co. LLC
Prager & Co., LLC
Raymond James & Associates, Inc.
Siebert Williams Shank & Co., L.L.C.
TD Securities (USA) LLC
U.S. Bancorp Investments, Inc.
Wells Fargo Bank, NA

State of California Various Purpose General Obligation Bonds & Various Purpose General Obligation Refunding Bonds (March 2020)

Joint Senior Managers: Citigroup Global Markets Inc.
RBC Capital Markets, LLC
Co-Senior Manager: Ramirez & Co., Inc.
Co-Managers: 280 Securities LLC
Alamo Capital
Backstrom McCarley Berry & Co., LLC
Barclays Capital Inc.
Blaylock Van, LLC
BNY Mellon Capital Markets, LLC
BofA Securities, Inc.
Cabrera Capital Markets, LLC
D.A. Davidson & Co.
Goldman Sachs & Co. LLC
Hilltop Securities, Inc.
J.P. Morgan Securities LLC
Jefferies LLC
Loop Capital Markets LLC
Mesirow Financial, Inc.
Mischler Financial Group, Inc.
Morgan Stanley & Co. LLC
Piper Sandler & Co.
Raymond James & Associates, Inc.
Rice Financial Products Company
Siebert Williams Shank & Co., L.L.C.
Stifel, Nicolaus & Company, Incorporated
UBS Financial Services Inc.
Wedbush Securities Inc.
Wells Fargo Bank, NA

State of California Various Purpose General Obligation Bonds & Various Purpose General Obligation Refunding Bonds (April 2020)

Joint Senior Managers: BofA Securities, Inc.
J.P. Morgan Securities LLC
Co-Senior Manager: Siebert Williams Shank & Co., LLC

State Public Works Board of the State of California Lease Revenue Refunding Bonds, Series 2020A (Taxable)

Joint Senior Managers: Wells Fargo Bank, NA
Raymond James & Associates, Inc.
Co-Senior Manager: Stifel, Nicolaus & Company, Incorporated
Co-Managers: Academy Securities, Inc.
Amerivet Securities
Caldwell Sutter Capital Inc.
Goldman Sachs & Co. LLC
Great Pacific Securities
Jefferies LLC
Loop Capital Markets LLC
Mesirow Financial, Inc.
Morgan Stanley & Co. LLC
Oppenheimer & Co. Inc.
Piper Sandler & Co.
Prager & Co., LLC
Stern Brothers & Co.
TD Securities (USA) LLC
UBS Financial Services Inc.
U.S. Bancorp Investments, Inc.

Department of Water Resources Wildfire Fund Revenue Bonds

Joint Senior Managers: Goldman Sachs & Co. LLC
Morgan Stanley & Co. LLC
UBS Financial Services Inc.