Public Finance Division

Bond Sale Appointments

Please direct questions regarding firm appointments to the Public Finance Division at (800) 900-3873.

Municipal Advisor Appointments

  • General Fund Programs [General Obligation (GO) and State Public Works Board (SPWB) : Public Resources Advisory Group; Montague DeRose and Associates; and KNN Public Finance

Counsel Appointments

  • GO Bond Counsel: Orrick, Herrington & Sutcliffe LLP
  • Co-Appendix A Disclosure Counsel: Orrick, Herrington & Sutcliffe LLP and Stradling, Yocca, Carlson & Rauth
  • GO Co-Disclosure Counsel: Nixon Peabody LLP and Orrick, Herrington & Sutcliffe LLP

State Public Works Board Lease Revenue Bonds, 2021 Series C & D (New Money)

Joint Senior Managers: BofA Securities, Inc.
Ramirez & Co., Inc.
Co-Senior Managers: Alamo Capital
Co-Managers: AmeriVet Securities, Inc.
Backstrom McCarley Berry & Co., LLC
Caldwell Sutter Capital, Inc.
D.A. Davidson & Co.
Goldman, Sachs & Co. LLC
Mischler Financial Group, Inc.
Prager & Co., LLC
Raymond James & Associates, Inc.
Robert W. Baird & Co. Incorporated
TD Securities (USA) LLC
UBS Financial Services, Inc.
UMB Bank, N.A.

Golden State Tobacco Securitization Corporation Tobacco Settlement Asset-Backed Bonds, Series 2021A-1 (Federally Taxable), Series 2021B-1 (Federally Taxable), and Series 2021B-2

Joint Senior Managers: Jefferies LLC
Citigroup Global Markets Inc.
Co-Senior Manager: J.P. Morgan Securities LLC
Transaction Counsel: Orrick, Herrington & Sutcliffe LLP
Disclosure Counsel: Hawkins, Delafield & Wood LLP
Co-Municipal Advisors: Public Resources Advisory Group
Lamont Financial Services Corporation

California Earthquake Authority Revenue Bonds, Series 2021B

Senior Managers: Goldman Sachs & Co. LLC
Co-Senior Managers: J.P. Morgan Securities LLC
Citigroup Global Markets Inc.
Co-Managers: AmeriVet Securities, Inc.
BofA Securities, Inc.
Caldwell Sutter Capital, Inc.
Great Pacific Securities
Morgan Stanley & Co. LLC
RBC Capital Markets, LLC
Rice Financial Products Company
UBS Financial Services, Inc.
UMB Bank, N.A.