Public Finance Division

2017-2019 Underwriter Pool

Expires March 31, 2019

Eligible for appointments on all State and Financing Authority Bond Sales

280 Securities LLC1

Academy Securities, Inc.1, 2

Alamo Capital1

B.C. Ziegler and Company

Backstrom McCarley Berry & Co., LLC1

Barclays Capital Inc.

Blaylock Van, LLC1

BNY Mellon Capital Markets, LLC

BOK Financial Securities, Inc.

Brandis Tallman LLC1

Cabrera Capital Markets, LLC1

Caldwell Sutter Capital Inc1

Citigroup Global Markets Inc.

City National Securities, Inc.

D.A. Davidson & Co.

Drexel Hamilton LLC1

Fidelity Capital Markets

FTN Financial Capital Markets

George K. Baum & Company

Goldman Sachs & Co. LLC

Great Pacific Securities1

Hilltop Securities, Inc.

Hutchinson, Shockey, Erley & Co.1

IFS Securities, Inc.1

Integral Financial LLC1

J.P. Morgan Securities LLC

Janney Montgomery Scott LLC

Jefferies LLC

KeyBanc Capital Markets Inc.

Loop Capital Markets LLC

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mesirow Financial, Inc.

Mischler Financial Group, Inc. 1, 2

Morgan Stanley & Co. LLC

Neighborly Securities

Oppenheimer & Co. Inc.

Piper Jaffray & Co.

Prager & Co., LLC1

Ramirez & Co., Inc.

Raymond James & Associates, Inc.

RBC Capital Markets, LLC

Rice Financial Products Company1

Robert W. Baird & Co. Incorporated

Roberts & Ryan Investments Inc.1, 2

Siebert Cisneros Shank & Co., L.L.C.1

Stern Brothers & Co.1

Stifel, Nicolaus & Company, Incorporated

TD Securities (USA) LLC

UBS Financial Services Inc.

U.S. Bancorp Investments, Inc.

Wedbush Securities Inc.

Wells Fargo Bank, NA

Westhoff, Cone & Holmstedt1

The Williams Capital Group, L.P.1

Wulff, Hansen & Co.1

Eligible for appointments on Financing Authority Bond Sales and as a Selling Group Member on State Bond Sales

BB&T Capital Markets

Estrada Hinojosa & Company, Inc.

FMSBonds, Inc

GATES Capital Corporation

The Frazer Lanier Company, Incorporated

Intercoastal Capital Markets, Inc.

Mizuho Securities USA LLC

Roosevelt & Cross Incorporated

Ross, Sinclaire & Associates, LLC

SWBC Investment Services, LLC

Tribal Capital Markets, LLC


1 Members of State Treasurer's Office Small Business Enterprise Program

2 Members of the Disabled Veteran Business Enterprise Program