Public Finance Division
2021-2023 Underwriter Pool
Expires March 31, 2023
Eligible for appointments on all State and Financing Authority Bond Sales
280 Securities LLC1
Academy Securities, Inc.1, 2
Alamo Capital1
American Veterans Group, PBC
Amerivet Securities Inc.1
B.C. Ziegler and Company
Backstrom McCarley Berry & Co., LLC1
Bancroft Capital, LLC1
Barclays Capital Inc.
BofA Securities, Inc.
Blaylock Van, LLC1
BNY Mellon Capital Markets, LLC
Cabrera Capital Markets, LLC
Caldwell Sutter Capital, Inc.1
Citigroup Global Markets Inc.
City National Securities, Inc.
D.A. Davidson & Co.
FHN Financial Capital Markets
Goldman Sachs & Co. LLC
Great Pacific Securities1
Hilltop Securities, Inc.
J.P. Morgan Securities LLC
Jefferies LLC
KeyBanc Capital Markets Inc.
Loop Capital Markets LLC
Mesirow Financial, Inc.
Mischler Financial Group, Inc.1
Morgan Stanley & Co. LLC
Oppenheimer & Co. Inc.
Piper Sandler & Co.
Prager & Co., LLC1
Ramirez & Co., Inc.
Raymond James & Associates, Inc.
RBC Capital Markets, LLC
Rice Financial Products Company1
Robert W. Baird & Co. Incorporated
Siebert Williams Shank & Co., L.L.C.
Stern Brothers & Co.1
Stifel, Nicolaus & Company, Incorporated
TD Securities (USA) LLC
Truist Securities
U.S. Bancorp Investments, Inc.
UBS Financial Services Inc.
UMB Bank, N.A.
Wedbush Securities Inc.
Wells Fargo Bank, NA
Westhoff, Cone & Holmstedt1
Wulff, Hansen & Co.1
Eligible for appointments on Financing Authority Bond Sales and as a Selling Group Member on State Bond Sales
Arbor Research & Trading, LLC3
Drexel Hamilton LLC
Fidelity Capital Markets, a Division of National Financial Services LLC
Roberts & Ryan Investments, Inc.
Roosevelt & Cross Incorporated1
1 Members of State Treasurer's Office Small Business Enterprise Program
2 Members of the Disabled Veteran Business Enterprise Program
3 Remarketing Agent Only