Public Finance Division

2019-2021 Underwriter Pool

Expires March 31, 2021

Eligible for appointments on all State and Financing Authority Bond Sales

280 Securities LLC1

Academy Securities, Inc.1, 2

Alamo Capital1

Amerivet Securities1, 2

B.C. Ziegler and Company

Backstrom McCarley Berry & Co., LLC1

Barclays Capital Inc.

BofA Securities, Inc.

Blaylock Van, LLC1

BNY Mellon Capital Markets, LLC

Cabrera Capital Markets, LLC1

Caldwell Sutter Capital, Inc.1

Citigroup Global Markets Inc.

City National Securities, Inc.

D.A. Davidson & Co.

FHN Financial Capital Markets

Fidelity Capital Markets

Goldman Sachs & Co. LLC

Great Pacific Securities1

Hilltop Securities, Inc.

J.P. Morgan Securities LLC

Jefferies LLC

KeyBanc Capital Markets Inc.

Loop Capital Markets LLC

Mesirow Financial, Inc.

Mischler Financial Group, Inc.1, 2

Morgan Stanley & Co. LLC

Oppenheimer & Co. Inc.

Piper Sandler & Co.

Prager & Co., LLC1

Ramirez & Co., Inc.

Raymond James & Associates, Inc.

RBC Capital Markets, LLC

Rice Financial Products Company1

Siebert Williams Shank & Co., L.L.C.

Stern Brothers & Co.1

Stifel, Nicolaus & Company, Incorporated

TD Securities (USA) LLC

UBS Financial Services Inc.

U.S. Bancorp Investments, Inc.

Wedbush Securities Inc.

Wells Fargo Bank, NA

Westhoff, Cone & Holmstedt1

Wulff, Hansen & Co.1

Eligible for appointments on Financing Authority Bond Sales and as a Selling Group Member on State Bond Sales

American Veterans Group, PBC

Bancroft Capital, LLC

Drexel Hamilton, LLC

The Frazer Lanier Company, Incorporated

Intercoastal Capital Markets, Inc.

Robert W. Baird & Co. Incorporated

Roberts & Ryan Investments Inc.

Roosevelt & Cross Incorporated

SMBC Nikko Securities America, Inc.

SWBC Investment Services, LLC

Truist Securities

UMB Bank, N.A.


1 Members of State Treasurer's Office Small Business Enterprise Program

2 Members of the Disabled Veteran Business Enterprise Program


Pool member application forms