Public Finance Division

2023-2025 Underwriter Pool

Expires March 31, 2025

Eligible for appointments on all State and Financing Authority Bond Sales

Academy Securities, Inc. 2

Alamo Capital1

Amerivet Securities Inc.1

B.C. Ziegler and Company

Backstrom McCarley Berry & Co., LLC1

Bancroft Capital, LLC1

Barclays Capital Inc.

Blaylock Van, LLC1

BNY Mellon Capital Markets, LLC

BofA Securities, Inc.

Cabrera Capital Markets, LLC1

Caldwell Sutter Capital, Inc.1

City National Securities, Inc.

D.A. Davidson & Co.

FHN Financial Capital Markets

Fidelity Capital Markets, a division of National Financial

Goldman Sachs & Co. LLC

Great Pacific Securities1

Hilltop Securities, Inc.

Huntington Capital Markets


J.P. Morgan Securities LLC

Jefferies LLC

KeyBanc Capital Markets Inc.

Loop Capital Markets LLC

Mesirow Financial, Inc.

Mischler Financial Group, Inc.1

Morgan Stanley & Co. LLC

Oppenheimer & Co. Inc.

Piper Sandler & Co.

Ramirez & Co., Inc.

Raymond James & Associates, Inc.

RBC Capital Markets, LLC

Rice Financial Products Company1

Robert W. Baird & Co. Incorporated

R. Seelaus & Co., LLC1

Siebert Williams Shank & Co., L.L.C.

Stern Brothers & Co.1

Stifel, Nicolaus & Company, Incorporated

Stinson Securities, LLC1

TD Securities (USA) LLC

Wedbush Securities Inc.

Wells Fargo Bank, NA

Wulff, Hansen & Co.1

Eligible for appointments on Financing Authority Bond Sales and as a Selling Group Member on State Bond Sales

American Veterans Group, PBC

Drexel Hamilton LLC

Essex Securities LLC

Fifth Third Securities

Herbert J. Sims & Co., Inc.

Multi-Bank Securities, Inc.

PNC Capital Markets LLC

Roosevelt & Cross Incorporated

UMB Bank, N.A.

U.S. Bancorp Investments, Inc.


1 Members of State Treasurer's Office Small Business Enterprise Program

2 Members of the Disabled Veteran Business Enterprise Program


Pool member application forms