Public Finance Division
2019-2021 Underwriter Pool
Expires March 31, 2021
Eligible for appointments on all State and Financing Authority Bond Sales
280 Securities LLC1
Academy Securities, Inc.1, 2
Alamo Capital1
Amerivet Securities1, 2
B.C. Ziegler and Company
Backstrom McCarley Berry & Co., LLC1
Barclays Capital Inc.
BofA Securities, Inc.
Blaylock Van, LLC1
BNY Mellon Capital Markets, LLC
Cabrera Capital Markets, LLC1
Caldwell Sutter Capital, Inc.1
Citigroup Global Markets Inc.
City National Securities, Inc.
D.A. Davidson & Co.
FHN Financial Capital Markets
Fidelity Capital Markets
Goldman Sachs & Co. LLC
Great Pacific Securities1
Hilltop Securities, Inc.
J.P. Morgan Securities LLC
Jefferies LLC
KeyBanc Capital Markets Inc.
Loop Capital Markets LLC
Mesirow Financial, Inc.
Mischler Financial Group, Inc.1, 2
Morgan Stanley & Co. LLC
Oppenheimer & Co. Inc.
Piper Sandler & Co.
Prager & Co., LLC1
Ramirez & Co., Inc.
Raymond James & Associates, Inc.
RBC Capital Markets, LLC
Rice Financial Products Company1
Siebert Williams Shank & Co., L.L.C.
Stern Brothers & Co.1
Stifel, Nicolaus & Company, Incorporated
TD Securities (USA) LLC
UBS Financial Services Inc.
U.S. Bancorp Investments, Inc.
Wedbush Securities Inc.
Wells Fargo Bank, NA
Westhoff, Cone & Holmstedt1
Wulff, Hansen & Co.1
Eligible for appointments on Financing Authority Bond Sales and as a Selling Group Member on State Bond Sales
American Veterans Group, PBC
Bancroft Capital, LLC
Drexel Hamilton, LLC
The Frazer Lanier Company, Incorporated
Intercoastal Capital Markets, Inc.
Robert W. Baird & Co. Incorporated
Roberts & Ryan Investments Inc.
Roosevelt & Cross Incorporated
SMBC Nikko Securities America, Inc.
SWBC Investment Services, LLC
Truist Securities
UMB Bank, N.A.
1 Members of State Treasurer's Office Small Business Enterprise Program
2 Members of the Disabled Veteran Business Enterprise Program