Public Finance Division

2021-2023 Underwriter Pool

Expires March 31, 2023

Eligible for appointments on all State and Financing Authority Bond Sales

Academy Securities, Inc.1, 2

Alamo Capital1

American Veterans Group, PBC1

Amerivet Securities Inc.1

B.C. Ziegler and Company

Backstrom McCarley Berry & Co., LLC1

Bancroft Capital, LLC1

Barclays Capital Inc.

BofA Securities, Inc.

Blaylock Van, LLC1

BNY Mellon Capital Markets, LLC

Cabrera Capital Markets, LLC1

Caldwell Sutter Capital, Inc.1

Citigroup Global Markets Inc.

City National Securities, Inc.

D.A. Davidson & Co.

FHN Financial Capital Markets

Goldman Sachs & Co. LLC

Great Pacific Securities1

Hilltop Securities, Inc.


J.P. Morgan Securities LLC

Jefferies LLC

KeyBanc Capital Markets Inc.

Loop Capital Markets LLC

Mesirow Financial, Inc.

Mischler Financial Group, Inc.1

Morgan Stanley & Co. LLC

Oppenheimer & Co. Inc.

Piper Sandler & Co.

Prager & Co., LLC1

Ramirez & Co., Inc.

Raymond James & Associates, Inc.

RBC Capital Markets, LLC

Rice Financial Products Company1

Robert W. Baird & Co. Incorporated

Siebert Williams Shank & Co., L.L.C.

Stern Brothers & Co.1

Stifel, Nicolaus & Company, Incorporated

TD Securities (USA) LLC

Truist Securities

U.S. Bancorp Investments, Inc.

UBS Financial Services Inc.

UMB Bank, N.A.

Wedbush Securities Inc.

Wells Fargo Bank, NA

Wulff, Hansen & Co.1

Eligible for appointments on Financing Authority Bond Sales and as a Selling Group Member on State Bond Sales

Arbor Research & Trading, LLC3

Drexel Hamilton LLC

Fidelity Capital Markets, a Division of National Financial Services LLC

Roberts & Ryan Investments, Inc.

Roosevelt & Cross Incorporated

Multi-Bank Securities, Inc.


1 Members of State Treasurer's Office Small Business Enterprise Program

2 Members of the Disabled Veteran Business Enterprise Program

3 Remarketing Agent Only


Pool member application forms